���������������������� ���� ������������������ FACULTY SENATE MINUTES #2

����������������������������������� �� ������������������� September 22, 2009 

 

The second meeting of the Faculty Senate 2009-2010 was called to order by Chair Kathleen Lawrence on Tuesday, September 22, 2009 at 1:15 PM in Brockway Hall, Jacobus Lounge.

 

SENATORS AND MEMBERS PRESENT:K. Lawrence, D. Miller, D. Driscoll, J. Reese,

R. Grantham, D. Videto, O. White, B. Buxton, J. Kim, K. Hempson, L. Klotz, D. Harrington,

T. Vigars, E. McCabe, T. Slack, M. Ware, P. Schroeder, G. Magnanti, A. Batchelder,

J. Campanaro, E. Bitterbaum, G. Sharer, R. Spitzer, R. Collings, G. Clark, S. Anderson,

M. Connell

 

SENATORS AND MEMBERS ABSENT:S. Rayl, R. Borden, A. Swindon, B. Schecter,

M. Prus, W. Shaut

 

GUESTS PRESENT: J. Rayle, G. Levine, P. Koryzno

 

IAPPROVAL OF THE MINUTES: There was a motion for approval of the minutes from September 8, 2009.

 

II.SENATE ACTIONS:

There was a vote to approve the Minutes from September 8, 2009 (Approved)

 

There was a vote to approve the nominations for vacancies from the Committee on Committees

(Approved) (SEE Appendix 1)

 

There was a vote to approve the proposed amendment from R. Spitzer to the �Proposal to amend the College Curriculum Guide� from the EPC Committee (Approved){SEE Appendix 2a)

 

There was a vote to approve the proposed amendment from R. Spitzer to the �Proposal to amend

the College Curriculum Guide� from the EPC Committee (Approved){SEE Appendix 2b)

 

There was a vote to approve the �Proposal to Amend the College Curriculum Guide� from the EPC Committee (Approved)(SEE Appendix2)

 

There was a vote to approve the Academic Faculty Affairs Committee Proposal regarding Review of Handboook Policies (Approved) (SEE Appendix 3)

 

III CHAIR�S REPORT: The first item of business on the Chair�s report involved the Faculty Senate committees which are conducting their business. One committee has not yet elected a chair but is functioning. The latest ballots have been put out by Committee on Committee Chair Joanne Barry and are due on Wednesday.Chair Lawrence reported on the importance of service on campus and her intent to recognize each committee and chair for their contribution at some time

during the year.

 

IV. VICE CHAIR: D. Miller � D. Miller reported on the elections he is currently undertaking for four seats from Arts and Sciences and one from Social and Behavioral Sciences.A call for nominations has been sent out and ballots will be mailed out next week.

 

V. TREASURER�S REPORT: B. Kissel reported that there is $1291.66 in the Faculty Senate Memorial Scholarship Account.A check was written to cover the scholarship for Katie McIntosh which will leave a balance of $791.66.

 

VI.SECRETARY�S REPORT: There was no report.

 

VII.PRESIDENT�S REPORT: ��The President gave a brief report.

 

VIII.STANDING COMMITTEE REPORTS:

 

Student Affairs Committee - M. Connell � M. Connell reported that he has been charged with soliciting business regarding student concerns for the committee. He also reported that he plans on meeting with Student Government.

 

Academic Faculty Affairs CommitteeR. Collings � No report. The review of the handbook charge was introduced under Old Business (SEE Appendix 3.)

 

Long-Range Planning Committee � Chair Lawrence reported on behalf of Kim Rombach, who

represents the committee, that the Long Range Planning Committee is submitting a report today that

finalizes last year�s charge from the Faculty Senate. Diane Craft has agreed to serve as the LRPC�s

representative for the Strategic Planning Steering Committee and will provide a copy of their report

to the Strategic Planning Steering Committee at their next meeting.

 

Educational Policy Committee R. Spitzer - No report. The �Proposal to Amend the College Curriculum Guide� was discussed and voted on under Old Business (SEE Appendix 2)

 

Professional Affairs Committee � G. Clarke � No report.

 

IX. OTHER COMMITTEE REPORTS:

 

Committee on Committees -J. Barry, Chair � There was a report from the Committee on Committees, J. Barry, Chair.The nominations were approved. {SEE Appendix 1}

 

College Research Committee � P. Ducey � L. Klotz reported that the committee has met and

will be reporting at future Senate meetings.

 

General Education Committee � J. Hendrick, Chair � D. Miller reported that Joy Hendrick has

agreed to be chair and they are working on a Friday meeting time.

 

X. AREA SENATOR�S REPORTS:No report.

 

XI. SUNY SENATOR�S REPORT � M. Ware � No report.

 

XII. STUDENT SENATOR�S REPORTS: No report.

 

XIII. OLD BUSINESS:

The Old Business agenda item regarding the Educational Policy Committee �Proposal to Amend the College Curriculum Guide� was discussed, including two amendments from R. Spitzer.The amendments and proposal were approved (SEE Appendix 2, 2a, 2b; SEE Senate actions}

 

The Old Business agenda item regarding the Academic Faculty Affairs Committee Proposal regarding Review of Handbook Policies was discussed, voted on and approved (SEE Appendix3)

 

XIV. NEW BUSINESS:

Chair Lawrence proposed that if no other candidates for Senate Secretary and Treasurer are found the Senate appoint the single nominees for each office at the Oct 6 meeting.  The Parliamentarian explained the process from the Handbook.

 

D. Videto self-nominated for the vacant Treasurer�s position.



Respectfully Submitted:

 

Barbara Kissel

Recording Secretary

 

The following reports are appended to the minutes in the order they are submitted:

 

����� (1)Committee on Committee�s report, submitted by J. Barry, Chair

 

(2)   EPC Changes to the College Curriculum Guide, submitted by R. Spitzer, EPC Committee;

Amendment 1a and 1b proposed by R. Spitzer.

 

(3)   Academic Faculty Affairs Committee Review of handbook policies, submitted by R. Collings, Chair

 

APPENDIX 1

Committee on Committees � Report to the Faculty Senate

September 22, 2009

Submitted by J. Barry, Chair

Item # 1

Ballots have been issued for consultative search committees for the following three positions:

  • Assistant Provost for Teacher Education
  • Dean of the School of Arts
  • Director of Financial Advisement.

The voting deadline is Wednesday, September 23, at 4:00 p.m., and the Committee on Committees is scheduled to open the ballots on Thursday morning.Results will be announced shortly thereafter.

Item #2

The Committee on Committees recommends the following committee appointments which require Faculty Senate confirmation:

 College Curriculum Review Committee, Education � 2-year term, Sheila Cohen

Committee on Committees, Fine Arts & Humanities - 2-year term � John Hartsock

Committee on Teaching Awards - 3-year term � Emilie Kudela

General Education Committee - 2-year term � Abby Thomas

Student Affairs Committee, Fine Arts & Humanities - 2-year term � Martine Barnaby

Student Affairs Committee, Social/Behavioral Sciences � 2-year term � Tim Phillips 

Item #3 

Teri Vigars was nominated for Faculty Senate Secretary.Additional nominations can be accepted from the floor.A ballot will be issued this week.

Respectfully submitted,

Joanne Barry

Chair

 

APPENDIX 2

Proposals to Amend the College Curriculum Guide

Report from the EPC to the Faculty Senate Steering Committee

April 28, 2009

CHANGES TO THE CURRICULUM GUIDE PROPOSED BY THE EPC 3/24/09

CURRENT POLICY��������������������������������������������������� AMENDED POLICY (new wording in italics)

PAGE 4:

 

Level I Curricular Change

 

This is an administrative curricular change at the department level, i.e., does not affect another department. Please note that any changes to a Teacher Education Program constitute a Level III change.

 

Examples of Level I change include:

 

Change to frequency code of course that is not part of a program (major, minor, concentration) from another department.*

Change to a course description that clarifies, but does not change the primary content of the course.*

Change in course title.*

Deletion of course prerequisite that does not affect another department.*

Adding or deleting an existing course to a group of acceptable elective courses within a program that does not affect another department.

Change in course number at the same number level (e.g. 425 to 432)**

___________________

* If a Level I change is part of an alteration to an existing program (a Level II

change), this change should be submitted in the same package as the Level II

change. The path for a Level I change should not be followed.

** The proposed course number cannot be an already existing number or a number

used in the past. The College Registrar should be contacted for course/number

history.

 

 

 

 

 

 

 

 

 

 

 

 

 

PAGE 5:

 

Level II Curricular Change

 

This is a substantial curricular change that impacts the originating department or area, and/or affects other programs, but does not require off-campus approval. Please note that any changes to a Teacher Education Program constitute a Level III change. Level II changes will be any curricular change that is not described in a Level I or Level III change.

 

Examples of Level II Changes include:

 

 

 

 

 

 

 

 

PAGE 6:

 

Level III Curricular Change

 

This is comprised of alterations that will require off-campus approval. To ensure timely consideration, these changes should follow the deadlines established for Level II curricular change. Please note that any changes to a Teacher Education Program constitute a Level III change. External review and approval from SUNY and NYSED may generally take anywhere from three months to a year for confirmation.

 

Examples of Level III change include:

 

Change to a Teacher Education Program.

Change to a course that is part of a Teacher Education Program.

Change of more than 15 hours of core courses in an existing major.

New majors.

New degree programs.

 

 

 

PAGE 11:

 

School Curriculum Committee

2. The School Curriculum Committee has specific and primary responsibility for:

evaluating the pedagogical/academic merit of each proposal,

examining overlap of course content within the school,

determining any significant duplication of course content,

determining if the proposal is consistent with the department�s mission, and does

not contravene the offerings of another department,

evaluating compliance with College policy.

 

 

 

 

 

 

PAGE 13:

 

College Curriculum Review Committee or Graduate Faculty Executive Committee

1. The College Curriculum Review Committee and the Graduate Faculty Executive

Committee have specific and primary responsibility for:

ensuring that the proposal contains an outline that meets the approved syllabus format if it is part of a teacher education program,

determining if any significant duplication of course content,

determining if the proposal is consistent with the department�s mission, and does

not contravene the offerings of another department,

addressing issues related to course content overlap across schools,

evaluating compliance with College policy,

recommending policy changes to EPC.

 

 

 

 

 

 

 

 

PAGE 17:

 

Guidelines for Proposal Submission, Materials, and

Curriculum Review Actions

 

1)     All new course proposals and alteration of existing courses must include a course outline which contains the following information. The attached course outline must be consistent with the proposal.

 

 

 

PAGE 26:

 

Department Curriculum Committee Chair: _______________________________ _______________

Department Chair/Coordinator: ________________________________________ ________________

School Curriculum Committee Chair: ___________________________________ ________________

School Dean: ______________________________________________________ ________________

CCRC Chair (if undergraduate): _______________________________________ ________________

GFEC Chair (if graduate): ____________________________________________ ________________

TEC Curriculum Chair (if applicable): __________________________________ _________________

Provost: _________________________________________________________ _________________

 

PAGE 4:

 

Level I Curricular Change

 

This is an administrative curricular change at the department level, i.e., that does not affect a named requirement or an elective in another department or program. Please note that any changes to a Teacher Education Program constitute a Level III change. Level I changes do not require approval by the School Curriculum Committee, the College Curriculum Review Committee, or the Graduate Faculty Executive Committee, unless submitted as part of a Level II change (e.g. altering an existing program), in which case the path for change for the entire packet shall be that of Level II.

 

Examples of Level I change include:

 

Change to frequency code of course that is not part of a program (major, minor, concentration) from another department.*

Change to a course description that clarifies, but does not change the primary content of the course.*

Change in course title.*

Deletion of course prerequisite that does not affect another department.*

Adding or deleting an existing course to a group of acceptable elective courses within a program that does not affect another department.

Change in course number at the same number level (e.g. 425 to 432)**

___________________

* If a Level I change is part of an alteration to an existing program (a Level II

change), this change should be submitted in the same package as the Level II

change. The path for a Level I change should not be followed.

** The proposed course number cannot be an already existing number or a number

used in the past. The College Registrar should be contacted for course/number

history.

 

 

 

PAGE 5:

 

Level II Curricular Change

 

This is a substantial curricular change that impacts the originating department or area, and/or affects other programs, but does not require off-campus approval. Please note that any changes to a Teacher Education Program constitute a Level III change. Level II changes will be any curricular change that is not described in a Level I or Level III change.

 

Examples of Level II Changes include:

        Change that includes and affects named requirements or electives in other departments or programs.

 

 

 

 

PAGE 6:

 

Level III Curricular Change

 

This is comprised of alterations that will require off-campus approval. To ensure timely consideration, these changes should follow the deadlines established for Level II curricular change. Please note that any changes to a Teacher Education Program constitute a Level III change. External review and approval from SUNY and NYSED may generally take anywhere from three months to a year for confirmation.

 

Examples of Level III change include:

 

Change to a Teacher Education Program.

Change to a course that is part of a Teacher Education Program.

Change of more than 15 hours of core courses in an existing major.

New majors.

New degree programs.

 

 

PAGE 11:

 

School Curriculum Committee

2. The School Curriculum Committee has specific and primary responsibility for:

evaluating the pedagogical/academic merit of each proposal,. In the process, the committee shall give due deference to the subject matter expertise of the faculty or department originating the proposal.

examining overlap of course content within the school,

determining if there is any significant duplication of course content,

determining if the proposal is consistent with the department�s mission, and does

not contravenes the offerings of another department,

evaluating compliance with College policy.

 

 

PAGE 13:

 

College Curriculum Review Committee or Graduate Faculty Executive Committee

1. The College Curriculum Review Committee and the Graduate Faculty Executive

Committee have specific and primary responsibility for:

ensuring that the proposal contains an outline or syllabus that includes the elements described on page 17 of this Guide, �Guidelines for Proposal Submission,� meets the approved syllabus format if it is part of a teacher education program,

determining if there is any significant duplication of course content,

determining if the proposal is consistent with the department�s mission, and does

not contravene the offerings of another department,

addressing issues related to course content overlap across schools,

evaluating compliance with College policy,

recommending policy changes to EPC the appropriate committee.

 

 

 

 

PAGE 17:

 

Guidelines for Proposal Submission, Materials, and

Curriculum Review Actions

 

1)     All new course proposals and alteration of existing courses must include a course outline or syllabus which contains the following information. The attached course outline or syllabus must be consistent with the proposal.

 

 

PAGE 26:

 

Department Curriculum Committee Chair: _______________________________ _______________

Department Chair/Coordinator: ________________________________________ ________________

*School Curriculum Committee Chair: ___________________________________ ________________

School Dean: ______________________________________________________ ________________

*CCRC Chair (if undergraduate): _______________________________________ ________________

*GFEC Chair (if graduate): ____________________________________________ ________________

TEC Curriculum Chair (if applicable): __________________________________ _________________

Provost: _________________________________________________________ _________________

*Review and approval by School Curriculum Committee and CCRC or GFEC are not required for Level I changes.

 

Proposals to Amend the College Handbook

Report from the EPC to the Faculty Senate Steering Committee

April 28, 2009

 

PROPOSED CHANGES TO THE COLLEGE HANDBOOK, PROPOSED BY THE EPC 3/24/09

 

250.02 COLLEGE CURRICULUM REVIEW COMMITTEE

Duties: It is the responsibility of the Curriculum Review Committee and the Graduate Faculty Executive Committee to consider curriculum changes that affect all schools of the College and to make recommendations to the provost in a timely and efficient manner. This committee also will make recommendations to the Educational Policy Committee on policy changes that may be necessary.

250.03 LEVELS OF CURRICULAR CHANGE

Level I Curricular Change

This is an administrative curricular change at the department level, i.e, does not affect another department. Please note that changes to a Teacher Education Program constitute a Level III change.

Examples of Level I changes

  • change to frequency code of course that is not part of a program (major, minor, concentration) from another department*
  • change to a course description that clarifies, but does not change the primary content of the course*
  • change in course title*
  • deletion of course prerequisite that does not affect another department*
  • adding or deleting an existing course to a group of acceptable elective courses within a program that does not affect another department
  • change in course number at the same number level (e.g. 425 to 432)**

* If a Level I change is part of an alteration to an existing program (a Level II change), this change should be submitted in the same package as the Level II change. The path for a Level I change should not be followed.

** The proposed course number cannot be an already existing number or a number used in the past. The College registrar should be contacted for course/number history.

Note: Errors of an editorial nature that appear in the College catalogs do not need to be corrected through the curricular process. However, documentation that the errors are, indeed, editorial in nature is necessary. To correct the error, a department chair or coordinator only has to inform the appropriate associate dean. All proposal forms must be signed by a department chair, unless the program is outside the purview of an academic department, in which case all forms must be signed by the identified program coordinator. Examples of documentation are:

a previous catalog showing the correct statement, or

a copy of the provost-approved course or program.

 

 

 

 

Level II Curricular Change

This is a substantial curricular change that impacts the originating department or area, and/or affects other programs, but does not require off-campus approval. Please note that any changes to a Teacher Education Program constitute a Level III change. Level II changes will be any curricular change that is not described in a Level I or Level III change.

Examples of Level II changes

1. Alterations to the catalog listing of a course

  • change in course prefix
  • change in course number to a different level,* e.g., number with different level (100 to 200, 400 to 300), from graduate to undergraduate, or vice versa
  • change in frequency code of course that is part of a program (major, minor, concentration) from another department. This change requires a memo from the department chair or coordinator whose program is affected.
  • change in course description that alters the primary content of the course
  • change in course prerequisite, or corequisite beyond a Level I change
  • change in course restriction statement
  • change in course grade mode
  • change in course credit hours
  • new course proposal initiating "shared resources" courses
  • new course proposal not related to teacher education

2. New courses � use Form 1

3. Deletion of an existing course � use Form 3

4. Alterations to an existing program (major, minor, concentration) � use Form 5

  • adding courses to or deleting courses from a program
  • adding or deleting an existing course to a group of acceptable elective courses within a program that does affect another department
  • developing a new minor or concentration

* The proposed course number cannot be a previously used number. The College registrar should be contacted for course and number history.

 

Level III Curricular Change

This is comprised of alterations that will require off-campus approval. To ensure timely consideration, these changes should follow the timelines established for Level II Curricular Change. Please note that any changes to a Teacher Education Program constitute a Level III change. External review and approval from SUNY and NYSED may generally take anywhere from three months to a year for confirmation.

Examples of Level III change

  • change to a Teacher Education Program
  • change to a course that is part of a Teacher Education Program
  • change of more than 15 hours of core courses in an existing major
  • new majors
  • new degree programs

 

250.02 COLLEGE CURRICULUM REVIEW COMMITTEE

Duties: It is the responsibility of the Curriculum Review Committee and the Graduate Faculty Executive Committee to consider curriculum changes that affect all schools of the College and to make recommendations to the provost in a timely and efficient manner. This committee also will make recommendations to the Educational Policy Committee on policy changes that may be necessary.

250.03 LEVELS OF CURRICULAR CHANGE

Level I Curricular Change

This is an administrative curricular change at the department level, i.e, that does not affect a named requirement or an elective in another department or program. Please note that changes to a Teacher Education Program constitute a Level III change. Level I changes do not require approval by the School Curriculum Committee, the College Curriculum Committee, or the Graduate Faculty Executive Committee, unless submitted as part of a Level II change (e.g. altering an existing program), in which case the path for change for the entire packet shall be that of Level II.

Examples of Level I changes

  • change to frequency code of course that is not part of a program (major, minor, concentration) from another department*
  • change to a course description that clarifies, but does not change the primary content of the course*
  • change in course title*
  • deletion of course prerequisite that does not affect another department*
  • adding or deleting an existing course to a group of acceptable elective courses within a program that does not affect another department
  • change in course number at the same number level (e.g. 425 to 432)**

* If a Level I change is part of an alteration to an existing program (a Level II change), this change should be submitted in the same package as the Level II change. The path for a Level I change should not be followed.

** The proposed course number cannot be an already existing number or a number used in the past. The College registrar should be contacted for course/number history.

Note: Errors of an editorial nature that appear in the College catalogs do not need to be corrected through the curricular process. However, documentation that the errors are, indeed, editorial in nature is necessary. To correct the error, a department chair or coordinator only has to inform the appropriate associate dean. All proposal forms must be signed by a department chair, unless the program is outside the purview of an academic department, in which case all forms must be signed by the identified program coordinator. Examples of documentation are:

a previous catalog showing the correct statement, or

a copy of the provost-approved course or program.

Level II Curricular Change

This is a substantial curricular change that impacts the originating department or area, and/or affects other programs, but does not require off-campus approval. Please note that any changes to a Teacher Education Program constitute a Level III change. Level II changes will be any curricular change that is not described in a Level I or Level III change.

Examples of Level II changes

1.      Alterations to the catalog listing of a course

  • Change that includes and affects named requirements or electives in other departments or programs
  • change in course prefix
  • change in course number to a different level,* e.g., number with different level (100 to 200, 400 to 300), from graduate to undergraduate, or vice versa
  • change in frequency code of course that is part of a program (major, minor, concentration) from another department. This change requires a memo from the department chair or coordinator whose program is affected.
  • change in course description that alters the primary content of the course
  • change in course prerequisite, or corequisite beyond a Level I change
  • change in course restriction statement
  • change in course grade mode
  • change in course credit hours
  • new course proposal initiating "shared resources" courses
  • new course proposal not related to teacher education

2. New courses � use Form 1

3. Deletion of an existing course � use Form 3

4. Alterations to an existing program (major, minor, concentration) � use Form 5

  • adding courses to or deleting courses from a program
  • adding or deleting an existing course to a group of acceptable elective courses within a program that does affect another department
  • developing a new minor or concentration

* The proposed course number cannot be a previously used number. The College registrar should be contacted for course and number history.

Level III Curricular Change

This is comprised of alterations that will require off-campus approval. To ensure timely consideration, these changes should follow the timelines established for Level II Curricular Change. Please note that any changes to a Teacher Education Program constitute a Level III change. External review and approval from SUNY and NYSED may generally take anywhere from three months to a year for confirmation.

Examples of Level III change

  • change to a Teacher Education Program
  • change to a course that is part of a Teacher Education Program
  • change of more than 15 hours of core courses in an existing major
  • new majors
  • new degree programs

 

 

 

Justifications for Proposals to Amend the College Curriculum Guide and the College Handbook

Report from the EPC to the Faculty Senate Steering Committee

April 28, 2009

PAGE 4 EXPLANATION: these changes make more clear that Level I changes do not need to go to the School Curriculum Committee or the CCRC. This information is not clearly presented in the current document.In addition, not all Teacher Education Program changes require approval from the State Education Department in Albany, so the language saying that any and all Teacher Education Program changes are automatically Level III changes has been excised here and elsewhere in the document.

 

PAGE 11 EXPLANATION: this change attempts to rectify an important asymmetry in the curriculum process: that curriculum change is animated by the desire and necessity of departments and programs to engage in discipline-based pedagogical innovation, and that the departments or persons offering changes possess unique expertise regarding the content of new proposals. This expertise is entitled to recognition and deference by the review committees, which do not, and cannot be expected to possess, similar expertise. The proposed deletion of the phrase that says the School Curriculum committee shall determine if the proposal �is consistent with the department�s mission� reflects the observation that this particular charge is both unnecessary and misplaced. The originating department is the entity most well placed to make judgments concerning its own mission, not the School Committee, and it is an unnecessary extension of committee authority, especially in light of the other, legitimate charges granted to the School Committee.

 

 

PAGE 13 EXPLANATION: As with the amendment proposed for the School Curriculum Committee, the wording regarding CCRC�s charge that it consider whether curriculum proposals under review are �consistent with the department�s mission� is unnecessary and misplaced.

 

 

PAGE 17 EXPLANATION: the first proposed change (on page 17 of the Handbook) says that a course syllabus may be submitted instead of a course outline. Syllabi are normally submitted with curriculum proposals and are accepted as a substitute for course outlines; this change merely acknowledges that fact (the syllabi must still include the information stipulated in the Handbook).

 

PAGE 26 EXPLANATION: This change simply includes a footnote (*) noting that Level I changes do not need to be submitted to the School Curriculum or CCRC committees.

 

APPENDIX 2A

Proposed Amendment to the �Proposal to Amend the College Curriculum Guide and College Handbook

submitted by R.Spitzer

 

Proposed Amendment (in italicized bold below):

PAGE 17:

Guidelines for Proposal Submission, Materials, and

Curriculum Review Actions

1)     All new course proposals and alteration of existing courses must include a course outline which contains the following information. The attached course outline must be consistent with the proposal.

PAGE 26:

Department Curriculum Committee Chair: _______________________________ _______________

Department Chair/Coordinator: ________________________________________ ________________

School Curriculum Committee Chair: ___________________________________ ________________

School Dean: ______________________________________________________ ________________

CCRC Chair (if undergraduate):

recommending policy changes to EPC the appropriate committee.

In its deliberations, the CCRC or GFEC shall give due deference to the subject matter expertise of the faculty or department originating the proposal.

PAGE 17:

Guidelines for Proposal Submission, Materials, and

Curriculum Review Actions

1)     All new course proposals and alteration of existing courses must include a course outline or syllabus which contains the following information. The attached course outline or syllabus must be consistent with the proposal.

PAGE 26:

Department Curriculum Committee Chair: _______________________________ _______________

Department Chair/Coordinator: ________________________________________ ________________

*School Curriculum Committee Chair: ___________________________________ ________________

School Dean: ______________________________________________________ ________________

*CCRC Chair (if undergraduate):

 

APPENDIX 2B

Proposed Amendment to the �Proposal to Amend the College Curriculum Guide and College Handbook

submitted by R.Spitzer

 

PAGE 13:

 College Curriculum Review Committee or Graduate Faculty Executive Committee

determining if the proposal is consistent with the department�s mission, and does

not contravenes the offerings of another department,

 

 

 

APPENDIX 3

Academic Faculty Affairs Committee

SUNY Cortland

Report to Faculty Senate:

Review of College Handbook, as per charge by Faculty Senate on 10/8/2008

Committee members: Raymond Collings (Chair), Jeffrey Walkuski, Brian Tobin, Joseph Rayle, Edward Moore, Moataz Emam, Lorraine Melita, Casey Hahl.

The Faculty Senate charged the Faculty Affairs Committee (FAC) on October 8, 2008 as follows:

Review of College handbook for vagueness, ambiguity, or contradictions that might impact personnel processes or decisions for college faculty. A useful starting point will be the review conducted by the Faculty Affairs Committee in 2006-7 that was not acted on by the Faculty Senate.

At the same time, William Buxton (President of the Faculty Senate) requested that the FAC specifically address several issues raised by Provost Prus. Finally, Provost Prus referenced a list of specific questions originally posed to the FAC in 2005, the latter serving as an impetus (at least in part) for the 2006-7 review reference in the Faculty Senate�s 2008 charge. In response to these requests, the FAC met several times this spring to review the College handbook as charged, during which time we formulated the attached recommended modifications to the College Handbook.

On 3/25/09, we elected to begin with the specific issues raised by the Provost, and then to move to the more thorough review of Section 220 of the Handbook. The questions posed by the Provostspecifically dealt with the eligibility of the chair to serve on the departmental or school personnel committees, either as a voting member or ex officio. The committee�s determinations are as follows:

����������� 1. In departments with 7 or fewer faculty members, the chair may serve on the departmental personnel committee at the discretion of the department. However, the chair must serve as an ex officio member of the committee (see 220.06 D. 1.a). No changes were recommended.

����������� 2. The committee determined that it is unclear as to whether the chair may serve as an ex officio member of the departmental personnel committee in departments with 8 or more faculty members. However, given the expectation that the chair and the members of the personnel committee would serve as �independent evaluators� (see 220.06 B 1.d), we recommend that chairs not serve on the personnel committee. Our recommended changes to the college handbook include this modification.

����������� 3. Under no circumstances can the department chair serve on the school personnel committee (see 220.06 E 1.h). No changes were recommended.

On 4/02/09, the FAC began its larger review of the college handbook. Because the members of the committee who served on the FAC during the 2006-7 review believed that the 2007 recommendations served as a good starting point, we elected to proceed accordingly. It is important to note that the committee approached this task with several assumptions. First, the specific issues raised by Provost Prus, along with those raised by Joanne Barry (at then Provost Davis Russell�s request) in 2005 largely dealt with ambiguity surrounding descriptions of materials to be used by candidates for promotion, continuing, or re-appointment. In an effort to assure that the candidate and all evaluators have a clear understanding of what materials will be used at each phase of the evaluative process, we viewed making such clarifications as a critical aim. Because the committee felt that the 2007 recommendations specifically addressed this issue, we have included the bulk of their recommendations. Second, when the committee addressed ambiguities, we attempted to balance the rights of the candidate related to �due process� and the responsibilities of individuals acting at each level of review. To this end, we have included several recommendations designed to clarify the appropriate use of materials at each level of review. Finally, in a few instances, we recommended modifications that substantively change the role of specific positions or entities. However, this tact was only taken when the FAC identified contradictions between sections.

Attached, you will find a copy of the revised portion of the college handbook pertaining to faculty personnel policies (see 220.06). For you convenience, we have highlighted our modifications to the FAC 2007 recommendations. If you have any questions regarding these changes, please feel free to contact me.

Respectfully,

Raymond D. Collings, Chair

Faculty Affairs Committee.

Department of Psychology

Ext. 2046

Attachments:

Charge

Current recommended changes

2006 recommendations

Memo from Joanne Barry to FAC, date 9/1/2005

220.06 COLLEGE POLICIES AND PROCEDURES OF THE ACADEMIC

FACULTY FOR RENEWAL OF TERM APPOINTMENT, GRANTING OF

CONTINUING APPOINTMENT AND PROMOTION.

A. Preface

The policies and procedures established herein seek to provide maximum

departmental autonomy in the development of policies and criteria on personnel matters,

while guaranteeing both that the standards established by the board of trustees are upheld

and that candidates are treated fairly.

These policies and procedures are in accordance with the current Policies of the

Board of Trustees, the current Agreement between the State of New York and UUP, and

the current Compilation of Codes, Rules and Regulations, State of New York.

In accordance with the American tradition of fair dealing and fair play, these

policies and procedures guarantee the essential right of due process. The term, �right of

due process,� is used here to mean a system of clear, orderly, procedures in which the full

disclosure of basic decisions and the specific reasons for those decisions are made at

every stage of the process.

Decisions made by the Human Resources Office under the policies and

procedures detailed herein are intended to serve the best interest of the University by

providing the president with the maximum amount of information with which to make

his/her decisions while at the same time protecting the basic rights of the individual

faculty member by assuring her/him a fair hearing on those matters relating to her/his

professional life.

It is essential that the faculty provide specific reasons why a colleague should be

reappointed, given continuing appointment, or promoted rather than merely ask if reasons

exist why s/he should not be reappointed, given continuing appointment, or promoted.

The success of any system of evaluation depends upon the willingness of both

faculty and administrators to be candid, objective, and fair in the performance of their

responsibilities. Only if this occurs can the best interest of the University be served.

B. General Guidelines for Academic Due Process

1. General Principles

a. Recommendations on personnel matters, including continuing appointment, renewal

of term appointment, and promotion shall be based on:

i. the overall record of the candidate�s training, teaching, and other relevant

experiences and achievement in his or her academic field and related areas (activity via technology is legitimate activity within the scope of professional obligation, and it should be evaluated and entered under whichever category on the personnel action form is appropriate for the specific activity. Departments are requested to discuss the issue with a view of incorporating involvement in technology in their personnel policies);

ii. service to the College and to the profession while at Cortland;

iii. and in the case of promotion, on criteria for rank-to-rank promotion approved

by the Faculty Senate. The existing criteria for promotion shall be in effect until the

Senate approves new criteria.

iv. Evidence of the candidate�s record will be submitted as part of a portfolio, and will be used at all levels of review. This portfolio is distinct from the official personnel file maintained in the Office of the Provost, as well as the copies of the personnel file maintained in the Dean and the Departmental offices. The contents of the official files may include confidential materials not normally contained in the portfolio, and they will be used for review only at the levels of the Dean, Provost, and President.

b. Should a personnel committee elect to operate under a rule of secrecy or should it be

required to operate under such a rule, committee members, except for the chair, shall

not discuss outside of a committee meeting, a candidate or his/her case with anyone not

serving on the committee, until the committee has voted on the candidate. During

committee deliberations the committee chair may discuss outside of a committee

meeting a candidate�s case with persons not on the committee, but, when the chair does

so, s/he does so at the specific direction of the committee and in accordance with these

policies and procedures.

c. Once a committee has voted on a candidate, committee members may testify about a

candidate and his/her case before a personnel review committee, and they may discuss a

candidate or his/her case with a department chair, an administrator, or a grievance

official. However, they shall not discuss a candidate or his/her case with anyone not

involved in the personnel process.

d. Department chairs and members of all personnel committees shall function as

independent evaluators. They shall make their decisions in accordance with the highest

professional and academic principles, free from departmental, personal, or

administrative pressures.

e. A candidate for reappointment, continuing appointment, or promotion shall be kept fully informed of all materials that are being used in the evaluation and be given opportunities to reply to them at all stages of the evaluation process. He/she shall have free access to departmental and school files at all times. Copies of materials placed in his/her official file shall also be included in his/her department (to be maintained by the department) and school files (to be maintained by the office of the Dean). Each academic faculty member shall be responsible for seeing to it that materials placed in his/her official file are also included in his/her department file and in his/her school file. The official file shall be maintained in accordance with Art. 31 of the Agreement between UUP and the State of New York.

f. Department chairs and members of personnel committees shall make no use of private, secret files in the personnel process.

g. A recommendation against continuing appointment, renewal of term appointment, or

promotion shall be based mainly on grounds which bear on the candidate�s service to

the College during his or her time at Cortland.

2. Definitions:

a. In this document the term policies shall mean the rules governing the principles and

structures of the decision-making process; procedures shall mean the process by which

action is taken; and criteria shall mean the standards established for evaluating cases of

renewal of term appointment, continuing appointment, or promotion.

b. In this document the term recommendation shall refer to a written statement

conveying (a) the recommender�s decision or recommended decision concerning a

personnel matter; (b) the evidence and other pertinent data supporting the decision or

recommended decision. Recommendations shall provide specific reasons and

supporting evidence justifying why a colleague should be reappointed, given continuing

appointment, or promoted. For purposes of this section, �recommender� shall be

defined as that person or committee obliged by these procedures to provide a personnel

recommendation.

c. Within the framework of the Trustees Policies and Agreement, the policies and

procedures detailed herein shall supersede all other faculty policies and procedures

dealing with renewal of term appointment, granting of continuing appointment, and

promotion, and where conflicts in the above mentioned documents occur, the Trustees

Policies and Agreement take precedence.

3. Candidates for Continuing Appointment, Renewal of Term Appointment, and

Promotion.

a. The candidate shall be responsible for adding to her/his portfolio any material s/he

wishes to have considered in the decision-making process. In listing activities and

scholarly accomplishments in his/her portfolio, the candidate shall adhere to the Code

of Ethics and give credit where it is due.

b. The candidate shall be notified in writing, at least five working days before his/her

qualifications are to be reviewed by any faculty committee and given an opportunity to

appear before the committee or send a campus colleague to speak for him/her.

c. The candidate shall be provided with a copy of all recommendations and decisions at

each formal stage of the decision-making process. Recommendations and decisions will

be summarized in the form of signed letters to be forwarded from , in this order, (1) the

Department personnel committee, (2) the Department Chair, (3) the School Personnel

Committee, (4) the Dean, (5) the Provost, and (6) the President. Original signed letters

will be kept in the candidate�s Official File, which resides in the Office of the Provost.

Copies of these signed letters will be kept in the candidate�s School File, which resides

in the Office of the Dean. Copies may also be kept in the candidate�s Department File,

which resides in the Office of the Department Chair.

d. Candidates shall refrain from exerting pressure on department chairs and personnel

committee members. Similarly, faculty members shall not exert pressure on department

chairs and personnel committee members on behalf of colleagues.

e. Any faculty member having questions regarding the review process or problems

deriving from it shall take them to the appropriate department chair and or personnel

committee chair for resolution. Should those questions or problems remain unresolved,

the faculty member may request assistance from the Faculty Affairs Committee. The

Committee shall � in accordance with the UUP Agreement and after consultation with

the UUP Grievance Chair � either attempt to resolve the faculty member�s perceived

problem under the faculty bylaws or refer him/her to some administrative or faculty

agency which can resolve it. (Approved by the Senate, Feb. 21, 1984 and by President Clark, April 11, 1984)

C. Departmental Policies, Procedures and Criteria on Renewal of Term

Appointment, Continuing Appointment, and Promotion

1. Formulation of Policy

a. Each department shall develop personnel policies, procedures, and

criteria on personnel matters consistent with the policies of the board of trustees,

with the Agreement, and with the policies, procedures, and criteria adopted by

the faculty. It shall be the responsibility of the department chair to submit such

policies, procedures, and criteria and any revisions thereof to the Faculty Affairs

Committee for that committee's determination that said policies, procedures, and

criteria are in conformity with board of trustees and faculty policies, procedures,

and criteria. This determination shall be by majority vote of the Faculty Affairs

Committee. The chair of the Faculty Affairs Committee shall inform the

department chair of the committee's decision and shall keep on file all records

pertaining to the matter.

b. If the Faculty Affairs Committee finds a department's personnel policies,

procedures, and criteria to be in violation of the faculty bylaws, the Policies of the

Board of Trustees, or the Agreement between the State and the bargaining

agent, the Faculty Affairs Committee shall indicate the specific points of violation

after which the department shall revise its personnel policies, procedures, and

criteria and resubmit them to the Faculty Affairs Committee for approval.

c. Department policies, procedures, and criteria should be on file in the office

of the appropriate dean and of the provost.

2. Alternate Departmental Promotion Criteria

a. If in the judgment of the department the criteria adopted by the Faculty

Senate for rank-to-rank promotion do not meet the unique needs of the

department, the department may submit its own set of criteria to the Faculty

Affairs Committee as an exception to the faculty criteria, taking care to provide

documentation and justification warranting the granting of an exception. The

Faculty Affairs Committee shall consider the criteria as an exception to the

faculty criteria and shall submit the alternate criteria to the Senate for

consideration. By majority vote the Senate may recommend that the president

consider accepting the department's criteria as a necessary and comparable

substitute for the faculty criteria for rank-to-rank promotion.

b. It is hoped that the president would meet with representatives of the

department in question (as well as with others as s/he deems necessary) and

discuss the reasons for the alternate criteria. If the president should decide to

accept the department's alternate criteria for promotion, s/he should so inform the

Senate and these would become the basis for all recommendations on rank-to-rank

promotions for that department, by the department committee, department

chair, school or school committee, school dean, and provost.

3. Departmental Policies and Procedures

a. Departmental policies and procedures shall be clear as to the basic

procedures the department plans to observe in making personnel decisions, and

shall observe all the procedures for due process established by the faculty to

protect the rights of individual faculty members.

b. The specific criteria developed by the department shall include some

definition of those matters which the department principally considers in making

its recommendations.

c. The policies, procedures, and criteria shall reflect due regard for the

character and needs of the College and department and shall be offered as

indicative and descriptive rather than narrowly binding.

d. These policies, procedures, and criteria shall be approved by the

respective department through secret ballot and majority vote of the voting

members of the department as defined by the Board of Trustees Policies and

faculty bylaws.

e. These policies, procedures, and criteria shall be reaffirmed or revised at

least once every three years by the department concerned through secret ballot

and majority vote of the voting members. After revision of the policies,

procedures, and criteria, the department chair shall submit such revisions to the

Faculty Affairs Committee for its approval.

f. All departments shall include, within their personnel policies, provisions

concerning eligibility to vote, in all departmental actions provided for in their

department personnel policies and procedures, by members of the department

who are on leave of absence, sabbatical leave, or other recognized forms of

leave. Each department shall forward to the Faculty Affairs Committee said

provisions. (Approved by the Faculty Senate, Nov. 28, 1995 and by President Taylor, Dec. 4,

1995).

g. Copies of these policies, procedures, and criteria when reaffirmed or

revised, shall be issued to all members of the department, the school personnel

committee, the dean, the provost, and the president.

 

D. Departmental Recommendations

1. Personnel Committee

a. By Sept. 15 each department shall establish a standing personnel

committee on renewal of term appointment, continuing appointment, and

promotion. By vote of the department, a department with seven or fewer full-time

members has the option of operating as a personnel committee consisting of all

the members of the department, with or without the department chair. When a

department chooses to act in this manner, those departmental members may

serve on divisional personnel committees. By unanimous vote of the full-time

members of the department with unqualified academic rank, a larger department

has the option of operating as a personnel committee consisting of all the fulltime

faculty members with unqualified academic rank. This vote shall be taken

annually in September for departments with more than seven full-time members.

Neither the department chair nor the departmental representative to the school

personnel committee shall have a vote on the committee of the whole. In departments with eight or more faculty members, the chair will not serve on the departmental personnel committee.[SC1] 

b. Membership on departmental personnel committees shall be limited to fulltime

academic faculty members with unqualified academic rank.

c. Eligibility for membership and term of membership on the personnel

committee shall be determined every three years by a majority of the voting

members of the department as expressed by secret ballot. Each department

shall establish in its policies the procedures for selecting a chair of its personnel

committee.

2. General Procedures

a. The chair of the departmental committee and the chair of the department

shall apprise the candidate for continuing appointment, renewal of term contract,

or promotion of the impending deliberations and need for decisions at least two

weeks before the deliberations, to assure that the candidate has an opportunity

to update his/her files and portfolio and/or otherwise further his/her own interests

appropriately.

b. The chair of the departmental personnel committee shall fully inform the

candidate of the material which is being used to evaluate her/him and shall allow

her/him a reasonable period of time to respond to it before making a final

recommendation on her/him. However, members of the departmental personnel committee will limit their evaluation to the materials included in the portfolio submitted by the candidate, and will use no other materials in their evaluation of the candidate. Hence, each academic department is encouraged to include a list of recommended materials to be included in a candidate�s portfolio, enabling the candidate the opportunity to submit materials that would be expected by the departmental committee.

c. Similarly, the department chair shall fully inform the candidate of the

material which s/he is using to evaluate him/her, and the chair shall allow the

candidate a reasonable time to respond to the material before making his/her

final recommendation on him/her.

d. Committee decisions on recommendations shall be made by secret ballot

and majority vote with a reasonable interval of at least one day but not to exceed

one week allowed between the close of committee discussion and the deadline

for balloting to permit each committee member judicious consideration of all

factors pertinent to her/his decision.

e. In the event that the candidate is a member of the committee, s/he shall

abstain from deliberation and voting in his/her own case.

f. Following committee action, the chair of the committee shall prepare a

written statement which states the recommendation, the specific reasons for it,

the voting procedures and the record of the vote. Copies of this statement shall

be submitted to the candidate and will be forwarded with the candidate�s portfolio

to the department chair, or in the library, to the director of libraries.

3. Procedures for Continuing Appointment and Renewal of Term Appointment

a. In matters of continuing appointment and renewal of term appointment the

recommendation of the department committee shall be submitted in writing to the

candidate and will be forwarded with the candidate�s portfolio to the chair of the

department. In the library, the recommendation of the Library Personnel

Committee shall be submitted in writing to the candidate and will be forwarded

with the candidate�s portfolio to the director of libraries.

b. The chair of the department shall forward the candidate�s portfolio

together with both the recommendation of the department personnel committee

and his/her recommendation on continuing appointment or renewal of term

appointment and the specific reasons for it in writing to the chair of the school

personnel committee. At the same time he/she shall submit copies of his/her

recommendation and the specific reasons for it to the candidate and the chair of

the department personnel committee. In the library, the director of libraries shall

affix his/her recommendation and his/her specific reasons for it to the

recommendation of the Library Personnel Committee and forward these with the

candidate�s portfolio to the provost. At the same time s/he shall submit copies of

his/her recommendation and the specific reasons for it to the candidate and the

chair of the Library Personnel Committee.

4. Procedures for Promotion

a. In the matter of promotion the department personnel committee shall

screen all those in the department eligible for promotion and determine who

wishes to be considered for promotion. In each case the candidate for promotion

shall be afforded an opportunity to meet with the committee and, after the

committee has completed its deliberations, each individual eligible for promotion

shall be informed in writing regarding the committee's decision within five working

days to afford her/him the opportunity (in the case that s/he is not to be

recommended for promotion) to submit a self-recommendation for promotion.

b. Once the department personnel committee has completed its deliberations

on promotion, it shall forward its recommendations and specific reasons for them,

accompanied by supporting documents and evidence including the candidate�s

portfolio, to the chair of the department. A copy of the committee's

recommendation, along with the specific reasons for the recommendation, shall

be sent to the candidate for promotion. In the library, once the Library Personnel

Committee has completed its deliberations on promotion, it shall forward its

recommendations and specific reasons for the recommendation, accompanied

by supporting documents and evidence including the candidate�s portfolio, to the

director of libraries.

c. The chair of the department shall forward the candidate�s portfolio

together with both the recommendation of the department personnel committee

and her/his recommendation on promotion and the specific reasons for it in

writing to the chair of the school personnel committee. At the same time s/he

shall submit copies of her/his recommendation and the specific reasons for it to

the candidate and the chair of the department personnel committee. In the

library, the director of libraries shall affix her/his recommendation and her/his

specific reasons for it to the recommendation of the Library Personnel Committee

and forward these with the candidate�s portfolio to the provost. At the same time

s/he shall submit copies of her/his recommendation and the specific reasons for

it to the candidate and the chair of the Library Personnel Committee.

d. It is the right of any faculty member to submit a self-recommendation for

promotion. S/he shall submit same, accompanied by his/her portfolio, directly to

the appropriate chair of the subschool or school personnel committee, with a

copy to the department personnel committee. The department committee, after

deliberation, shall forward its recommendation to the department chair. Both the

chair of the department committee and the department chair shall provide copies

of each recommendation and the specific reasons for it to the candidate.

Thereafter, the self-recommendation shall follow the same procedures as all

other recommendations for promotion.

E. School Review

1. Membership of the School Personnel Committee

a. Members of the school personnel committees shall serve as

representatives of the interest of their departments, schools, and the College as

a whole.

b. The professional studies School Personnel Committee shall consist of one

representative from each department within the school.

c. The education school personnel committee shall consist of one

representative from each department within the school.

d. The subschool personnel committees of the arts and sciences (grouped

according to department alignment in 150.03, Article VI, Section A, No. 2, a., b.,

and c.) shall consist of one member from each department. For each vacancy for

a department representative the respective department shall nominate at least

two candidates and shall elect one by secret ballot. Election for all vacancies

shall be by majority vote by secret ballot of the members of the department

voting. The departments shall elect alternates in the same manner. However,

should only one candidate be available for departmental representative and

should two-thirds of the voting members of the department indicate by secret

ballot that the candidate is acceptable to them, s/he shall be the departmental

representative.

e. Membership on school personnel committees shall be limited to full-time,

tenured, academic faculty members with unqualified academic rank.

f. School and subschool committee members shall take office by Oct. 15.

g. Members of the school and subschool personnel committees shall serve

staggered two-year terms and may not serve two consecutive terms.

h. Department chairs, acting department chairs, deans, assistant deans, and

associate deans shall not be eligible for election or appointment to the school or

subschool personnel committees. In departments of eight or more members,

department personnel committee members shall not be eligible for election or

appointment to the school or subschool personnel committees.

2. School Review

a. In the matter of promotion the school committee shall weigh the evidence

contained in the candidate's recommendation and portfolio which the candidate

may submit to it and make its own independent recommendation accordingly.

b. In the matter of continuing appointment and reappointment the school

committee shall review the evidence contained in the candidate's

recommendation and portfolio, along with any supplemental materials that the candidate may submit to it and make its recommendation accordingly. However, should the school committee question

the professional qualifications of the candidate or the procedures used by the

department in evaluation of him/her, it shall consult, at least, with the candidate's

departmental personnel committee before making an independent

recommendation on the candidate.

c. The school personnel committee will use the letters of recommendation from the departmental personnel committee and chair, and material contained in the portfolio only, along with any supplemental materials that the candidate may submit to it, for the purposes of evaluation. This committee will make use of no other materials during its evaluation.

d. Decisions on recommendations shall be made finally by secret ballot and

majority vote with a reasonable interval of at least one day but not to exceed one

week allowed between the close of committee discussion and the deadline for

balloting to permit each committee member judicious consideration of all factors

pertinent to his/her own decision.

e. In the event that the candidate is a member of the committee s/he shall be

replaced by his/her alternate.

f. The chair of the school committee shall affix to the candidate's portfolio

the committee's recommendation, the specific reasons for the recommendation,

the voting procedures, and the record of the vote and forward the material to the

dean. At the same time, the chair of the committee shall send copies of the

recommendation, the specific reasons for it, the voting procedures, and the

record of the vote to the candidate, the department chair, and the chair of the

departmental personnel committee.

g. On personnel matters referred to the dean from the school committee, the

dean shall make a recommendation and provide reasons for the

recommendation. In matters of promotion s/he will transmit the candidate's

portfolio, her/his recommendation and reasons for it to the provost. In matters of

renewal of term appointment and continuing appointment, s/he will transmit the

candidate's portfolio, his/her recommendation and reasons for it to the provost. In

all cases the dean shall send copies of his/her recommendation and the reasons

for it to the candidate, the department chair, the chair of the department

personnel committee, and the chair of the school personnel committee.

h. Should the school dean make use of a solicited document, not used at a

previous level of evaluation, in evaluating a candidate s/he shall, when feasible,

inform the candidate of any new information contained in that document and

allow the candidate reasonable time to reply to it, before making a

recommendation on her/him. The school dean shall in all cases act in

accordance with Art. 31 of the Agreement between UUP and the State of New

York. Candidates are encouraged to familiarize themselves with this article.

i. Should the school dean make use of an unsolicited document, not used at

a previous level of evaluation, in evaluating a candidate, s/he shall fully disclose

the information contained in that document to the candidate and allow the

candidate a reasonable time to respond to it, before making a recommendation

on her/him. The dean shall decide whether it is appropriate to reveal the name of

the author of the document to the candidate.

F. Policies and Procedures of Managerial Faculty

1. Policies and Procedures

a. The deans, the provost and the president shall make all personnel

decisions in accordance with the principles of "due process."

b. Should the provost make use of a solicited document, not used at a

previous level of evaluation, in evaluating a candidate, s/he shall, when feasible,

inform the candidate of any new information contained in that document and

allow the candidate reasonable time to reply to it, before making a

recommendation on him/her. The provost shall in all cases act in accordance

with Art. 31 of the Agreement between UUP and the State of New York. Candidates are encouraged to familiarize themselves with this article.

i. Should the provost make use of an unsolicited document, not used at a

previous level of evaluation, in evaluating a candidate, s/he shall fully disclose

the information contained in that document to the candidate and allow the

candidate reasonable time to reply to it, before making a recommendation on

her/him. The provost shall decide whether it is appropriate to reveal the name of

the author of the document to the candidate.

ii. Except in recommendations for or against a renewal of term appointment the

provost shall provide reasons for his/her recommendation on the candidate. S/he

shall send copies of his/her recommendation to the candidate, the department

chair or director of libraries, the chair of the department committee, chair of the

school personnel committee, and the appropriate dean.

c. Should the president make use of a solicited document, not used at a

previous level of evaluation, in evaluating a candidate, s/he shall, when feasible,

inform the candidate of any new information contained in that document and

allow the candidate reasonable time to reply to it, before making a decision on

her/him. The president shall in all cases act in accordance with Art. 31 of the

Agreement between UUP and the State of New York. Candidates are encouraged to familiarize themselves with this article.

i. Should the president make use of an unsolicited document, not used at a

previous level of evaluation, in evaluating a candidate, he/she shall fully disclose

the information contained in that document to the candidate and allow the

candidate reasonable time to reply to it, before making a decision on her/him.

The president shall decide whether it is appropriate to reveal the name of the

author of the document to the candidate.

ii. Except in decisions for or against a renewal of term appointment the president

shall provide reasons for his/her decision on the candidate. He/she shall send

copies of his/her decision to the candidate, department chair or director of

libraries, the chair of the department personnel committee, the chair of the school

personnel committee, and the appropriate dean.

G. Enabling Provision

 

Recommended alterations by the Academic Faculty Affairs Committee to 220 of the college handbook, related to Faculty personnel policies.

Sent to Faculty Senate Spring 2009

 

Old

Proposed Change or Addition

220.06 B 1 a iv. (nonexistent in old version)

Note: The committee recommends adding the following as 220.06 B 1 a iv. iv. Evidence of the candidate�s record will be submitted as part of a portfolio, and will be used at all levels of review. This portfolio is distinct from the official personnel file maintained in the Office of the Provost, as well as the copies of the personnel file maintained in the Dean and the Departmental offices. The contents of the official files may include confidential materials not normally contained in the portfolio, and they will be used for review only at the levels of the Dean, Provost, and President.

220.06 B 1 e. A candidate for reappointment, continuing appointment, or promotion shall be kept fully informed of all materials that are being used in the evaluation and be given opportunities to reply to them at all stages of the evaluation process. He/she shall have free access to departmental and school files at all times. Copies of materials placed in his/her official file shall also be included in his/her department and school files. Each academic faculty member shall be responsible for seeing to it that materials placed in his/her official file are also included in his/her department file and in his/her school file. The official file shall be maintained in accordance with Art. 31 of the Agreement between UUP and the State of New York.

220.06 B 1 e. A candidate for reappointment, continuing appointment, or promotion shall be kept fully informed of all materials that are being used in the evaluation and be given opportunities to reply to them at all stages of the evaluation process. He/she shall have free access to departmental and school files at all times. Copies of materials placed in his/her official file shall also be included in his/her department and school files. Copies of materials placed in his/her official file shall also be included in his/her department (to be maintained by the department) and school files (to be maintained by the office of the Dean). Each academic faculty member shall be responsible for seeing to it that materials placed in his/her official file are also included in his/her department file and in his/her school file. The official file shall be maintained in accordance with Art. 31 of the Agreement between UUP and the State of New York.

 

220.06 B 3 a. The candidate shall be responsible for adding to her/his departmental file any material s/he wishes to have considered in the decision-making process. In listing activities and scholarly accomplishments in his/her departmental file, the candidate shall adhere to the Code of Ethics and give credit where it is due.

220.06 B 3 a. The candidate shall be responsible for adding to her/his departmental file portfolio any material s/he wishes to have considered in the decision-making process. In listing activities and scholarly accomplishments in his/her departmental file portfolio, the candidate shall adhere to the Code of Ethics and give credit where it is due.

 

220.06 D 1 a. By Sept. 15 each department shall establish a standing personnel committee on renewal of term appointment, continuing appointment, and promotion. By vote of the department, a department with seven or fewer full-time members has the option of operating as a personnel committee consisting of all the members of the department, with or without the department chair. When a department chooses to act in this manner, those departmental members may serve on divisional personnel committees. By unanimous vote of the full-time members of the department with unqualified academic rank, a larger department has the option of operating as a personnel committee consisting of all the full-time faculty members with unqualified academic rank. This vote shall be taken annually in September for departments with more than seven full-time members. Neither the department chair nor the departmental representative to the school personnel committee shall have a vote on the committee of the whole.

220.06 D 1 By Sept. 15 each department shall establish a standing personnel committee on renewal of term appointment, continuing appointment, and promotion. By vote of the department, a department with seven or fewer full-time members has the option of operating as a personnel committee consisting of all the members of the department, with or without the department chair. When a department chooses to act in this manner, those departmental members may serve on divisional personnel committees. By unanimous vote of the full-time members of the department with unqualified academic rank, a larger department has the option of operating as a personnel committee consisting of all the fulltime faculty members with unqualified academic rank. This vote shall be taken annually in September for departments with more than seven full-time members. Neither the department chair nor the departmental representative to the school personnel committee shall have a vote on the committee of the whole. In departments with eight or more faculty members, the chair will not serve on the departmental personnel committee.

220.06 D 2 b. The chair of the departmental personnel committee shall fully inform the candidate of the material that is being used to evaluate her/him and shall allow her/him a reasonable period of time to respond to it before making a final recommendation on her/him.

220.06 D 2. b. The chair of the departmental personnel committee shall fully inform the candidate of the material which is being used to evaluate her/him and shall allow her/him a reasonable period of time to respond to it before making a final recommendation on her/him. However, members of the departmental personnel committee will limit their evaluation to the materials included in the portfolio submitted by the candidate, and will use no other materials in their evaluation of the candidate. Hence, each academic department is encouraged to include a list of recommended materials to be included in a candidate�s portfolio, enabling the candidate the opportunity to submit materials that would be expected by the departmental committee.

220.06 E 2 b. In the matter of continuing appointment and reappointment the school committee shall review the evidence accompanying the candidate�s recommendation and any supplementary material that the candidate may submit to it and make its recommendation accordingly. However, should the school committee question the professional qualifications of the candidate or the procedures used by the department in evaluation of him/her, it shall consult, at least, with the candidate�s departmental personnel committee before making an independent recommendation on the candidate.

220.06 E 2 b. In the matter of continuing appointment and reappointment the school committee shall review the evidence contained in the candidate's recommendation and any supplementary material and portfolio, along with any supplemental materials that the candidate may submit to it and make its recommendation accordingly. However, should the school committee question the professional qualifications of the candidate or the procedures used by the department in evaluation of him/her, it shall consult, at least, with the candidate's departmental personnel committee before making an independent recommendation on the candidate.

220.06 E 2 c. Should the school personnel committee use material not used at the department level in evaluating a candidate, it shall fully disclose that material to the candidate and allow her/him a reasonable period of time to respond to it, before making a final recommendation on her/him.

220.06 E 2 c. Should the school personnel committee use material not used at the department level in evaluating a candidate, it shall fully disclose that material to the candidate and allow her/him a reasonable period of time to respond to it, before making a final recommendation on her/him. The school personnel committee will use the letters of recommendation from the departmental personnel committee and chair, and material contained in the portfolio only, along with any supplemental materials that the candidate may submit to it, for the purposes of evaluation. This committee will make use of no other materials during its evaluation.

220.06 E 2 h. Should the school dean make use of a solicited document, not used at a previous level of evaluation, in evaluating a candidate s/he shall, when feasible, inform the candidate of any new information contained in that document and allow the candidate reasonable time to reply to it, before making a recommendation on her/him. The school dean shall in all cases act in accordance with Art. 31 of the Agreement between UUP and the State of New York. Under no circumstances shall he/she disclose any information contained in a solicited document that would reveal the author of that document.

220.06 E 2 h. Should the school dean make use of a solicited document, not used at a previous level of evaluation, in evaluating a candidate s/he shall, when feasible, inform the candidate of any new information contained in that document and allow the candidate reasonable time to reply to it, before making a recommendation on her/him. The school dean shall in all cases act in accordance with Art. 31 of the Agreement between UUP and the State of New York. Under no circumstances shall he/she disclose any information contained in a solicited document that would reveal the author of that document.Candidates are encouraged to familiarize themselves with this article.

 

Rationale: The UUP agreement includes the following caveates to the use of solicited materials.

�31.2 b. When a statement is solicited pursuant to Article 31.2(a) such statement shall be made

available to that employee according to the respondent�s reply to the following:

1. May the candidate read this recommendation? yes/no

2. May the candidate read this recommendation if all identification as to its source is deleted?

yes/no

If the respondent does not reply to the above, or if the respondent�s reply is negative, the statement

shall not be available to the employee.

This would suggest that the candidate may have the right to know the identity of the author of the solicited material.

220.06 F1 b. Should the provost make use of a solicited document, not used at a previous level of evaluation, in evaluating a new candidate, s/he shall, when feasible, inform the candidate of any new information contained in that document and allow the candidate reasonable time to reply to it, before making a recommendation on him/her. The provost shall in all cases act in accordance with Art. 31 of the Agreement between UUP and the State of New York. Under no circumstances shall s/he disclose any information contained in a solicited document that would reveal the author of that document.

220.06 F1 b. Should the provost make use of a solicited document, not used at a previous level of evaluation, in evaluating a candidate, s/he shall, when feasible, inform the candidate of any new information contained in that document and allow the candidate reasonable time to reply to it, before making a recommendation on him/her. The provost shall in all cases act in accordance with Art. 31 of the Agreement between UUP and the State of New York. Under no circumstances shall s/he disclose any information contained in a solicited document that would reveal the author of that document. Candidates are encouraged to familiarize themselves with this article.

 

220.06 F1 c. Should the president make use of a solicited document, not used at a previous level of evaluation, in evaluating a candidate, s/he shall, when feasible, inform the candidate of any new information contained in that document and allow the candidate reasonable time to reply to it, before making a decision on her/him. The president shall in all cases act in accordance with Art. 31 of the Agreement between UUP and the State of New York. Under no circumstances shall s/he disclose any information contained in a solicited document that would reveal the author of that document.

c. Should the president make use of a solicited document, not used at a previous level of evaluation, in evaluating a candidate, s/he shall, when feasible, inform the candidate of any new information contained in that document and allow the candidate reasonable time to reply to it, before making a decision on her/him. The president shall in all cases act in accordance with Art. 31 of the Agreement between UUP and the State of New York. Under no circumstances shall s/he disclose any information contained in a solicited document that would reveal the author of that document.Candidates are encouraged to familiarize themselves with this article.

 

 

http://www.cortland.edu/senate/minutes/0910min2.html

 


 [SC1]This was per our recommendation on 3/25.